Regulatory Watch – APAC Edition – September 2021

Regulatory Watch – APAC Edition – September 2021

The 12th edition of the Aurexia APAC regulatory newsletter is now available. If you want to subscribe to our RegWatch, please send us an email at: regulatory.watch@aurexia.comIn this september edition, find out more on the latest news in Asia Pacific related to the green finance with the GFIT taxono

Regulatory Watch – Lux Edition – September 2021

Regulatory Watch – Lux Edition – September 2021

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comIn this edition of the Lux Regulatory Watch, the following topics are covered :1. ESG Risk ManagementCSSF Circular 21/773 on the supervisory framework2. Central Securities Deposito

Taxonomie Européenne : La prochaine étape vers une reconstruction durable

Taxonomie Européenne : La prochaine étape vers une reconstruction durable

La taxonomie de l’Union Européenne est un outil solide et fondé sur des données scientifiques, qui vise à offrir de la transparence aux entreprises et aux investisseurs. Elle constituera pour les investisseurs une référence commune, qu’ils pourront utiliser pour investir dans des projets et des acti

Regulatory Watch – Edition France – Juin 2021

Regulatory Watch – Edition France – Juin 2021

Pour obtenir la version complète de cette Regwatch, merci d’adresser votre demande par mail à regulatory.watch@aurexia.comAu sommaire de cette édition de la Regwatch France :1. BanqueImpacts CSDR-SDR : êtes-vous prêts ? 2. AssuranceOverview sur la réforme Protection Sociale Complémentaire (PSC) de l

Regulatory Watch – Lux Edition – April 2021

Regulatory Watch – Lux Edition – April 2021

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comIn this edition of the Lux Regulatory Watch, the following topics are covered :1. MiFIRExtension of the scope2. DAC 7 New reporting requirements for digital platform3. Cross-Border

Regulatory Watch – APAC Edition – March 2021

Regulatory Watch – APAC Edition – March 2021

Firstly, the team at Aurexia would like to take this opportunity to wish you a Happy Chinese New Year of the Ox. May you find great happiness and prosperity.2021 has begun with a number of forward-looking regulatory updates as the COVID-19 pandemic continues to slow down the financial industry. Bus

Regulatory Watch – Lux Edition – March 2021

Regulatory Watch – Lux Edition – March 2021

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comIn this edition of the Lux Regulatory Watch, the following topics are covered :1. Sustainable FinanceESMA Final Report – Article 8 of the Taxonomy Regulation2. AML NewsEBA guideli

Regulatory Watch – UK Edition – February 2021

Regulatory Watch – UK Edition – February 2021

To get the full version of the UK RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comIn this edition of the UK Regulatory Watch, the following topics are covered :1. MIFIDPRUIntroducing the new prudential regime for UK investment firms2. Shifting to a Sustainable FutureThe

Regulatory Watch – Edition France – Février 2021

Regulatory Watch – Edition France – Février 2021

Pour obtenir la version complète de cette Regwatch, merci d’adresser votre demande par mail à regulatory.watch@aurexia.comAu sommaire de cette édition de la Regwatch France :1. BanqueRGPD : focus opérationnel sur le registre des activités de traitement2. AssuranceDécret sur la Résiliation Infra-annu

Regulatory Watch – UK Edition – January 2021

Regulatory Watch – UK Edition – January 2021

To get the full version of the UK RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comIn this edition of the UK Regulatory Watch, the following topics are covered :1. Top 10 for 2021 Regulatory priorities for firms2. Digital FinanceBalancing regulation and innovation3. SMCR

Regulatory Watch – Lux Edition – January 2021

Regulatory Watch – Lux Edition – January 2021

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.com1. CSSF communication on SFDR disclosuresSFDR fast track procedure2. CSSF revises Circular LC 12/552Central administration, internal governance and risk management3. CSSF 20/762 on

Regulatory Watch – Lux Edition – December 2020

Regulatory Watch – Lux Edition – December 2020

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.com1. Basel IV – CRR2 – IFR/IFDA complex implementation issue for 20212. Regulatory Roadmap for Asset Services3. ESMA publishes outcome of MAR reviewProposed amendments to MAR4. Quest

Transparence fiscale et reporting réglementaire : focus sur DAC 6

Transparence fiscale et reporting réglementaire : focus sur DAC 6

Alors que le calendrier 2020 apparaissait particulièrement chargé en début d’année, la crise COVID-19 a entrainé le report des principales échéances de reporting dans le secteur bancaire. Certaines réglementations phares du secteur ne rentreront ainsi en vigueur que courant 2021. Parmi les reporting

Regulatory Watch – APAC Edition – November 2020

Regulatory Watch – APAC Edition – November 2020

It is our great pleasure to present the latest publication of Aurexia’s Asia Pacific Regulatory Watch newsletter.In this edition, our regulatory watch will be focused on hot topics that we consider as key to monitor in the unprecedented context: Data Management, Risk Oversight and Reporting Regulato

ESG et Finance durable : le calendrier réglementaire se précise

ESG et Finance durable : le calendrier réglementaire se précise

Le calendrier réglementaire lié à la finance durable s’accélère et se précise en Europe. En juin 2020, une avancée significative a été réalisée avec le règlement sur la taxonomie ; il permet de définir un langage commun pour déterminer les activités économiques qui peuvent être considérées comme dur

Regulatory Watch – Edition France – Octobre 2020

Regulatory Watch – Edition France – Octobre 2020

Sommaire BanqueDispositif de contrôle permanent : un levier de pilotage de la résilience et de l’efficacité opérationnelleAssuranceOverview des enjeux réglementaires pour le marché du courtageInnovationUn cadre juridique favorable au développement des nouveaux mode de travailPanorama règlementaireAc

Regulatory Watch – Lux Edition – October 2020

Regulatory Watch – Lux Edition – October 2020

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.com1.Pan-European personal pension products When would PEPPs be happening ?2.Capital Markets Union action plan New action plan setting the direction3.Schrems II data transfer rulingCJ

Regulatory Watch – Lux Edition – September 2020

Regulatory Watch – Lux Edition – September 2020

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comSustainable FinanceSFDR: Making disclosures workCSSF issued circular letter 20/745Reporting requirements for credit institutionsCSSF issued circular letter 20/750Requirements regar

Regulatory Watch – UK Edition – July/August 2020

Regulatory Watch – UK Edition – July/August 2020

As some firms return to work and others plan to introduce flexible working arrangements permanently, market conduct remains a key concern for many financial services firms. We explore the heightened risk areas, as well as the steps firms should be taking to ensure their market conduct control framew

Regulatory Watch – APAC Edition – July 2020

Regulatory Watch – APAC Edition – July 2020

It is our great pleasure to present the latest publication of Aurexia’s Asia Pacific Regulatory Watch newsletter.The current COVID-19 context has significantly shifted and increased challenges for lots of industries, including financial services. The situation urged financial institutions to focus o

Regulatory Watch – Edition France – Juillet 2020

Regulatory Watch – Edition France – Juillet 2020

SommaireBanqueReportings fiscaux : Quels enjeux opérationnels dans un contexte de crise ?AssuranceRévision de Solvabilité 2 : Nouvelle échéance pour l’EIOPAInnovationDigitalisation de la fonction juridiquePanorama RèglementaireActualités des régulateurs françaisRegTech CornerDathenaPour obtenir l’en

Regulatory Watch – Lux Edition – July 2020

Regulatory Watch – Lux Edition – July 2020

To get the full version of the Luxembourg RegWatch, please subscribe by sending an email to regulatory.watch@aurexia.comSustainable FinanceNGFS integrates climate-related and environmental risks into prudential supervisionNews guidelines on the MIFID2 Compliance functionLast update of ESMACAA issues

Regulatory Watch – UK Edition – May / June 2020

Regulatory Watch – UK Edition – May / June 2020

As we start to move away from lockdown and consider what the return to work looks like, many are contemplating continuing the flexibility that ‘working from home’ arrangements provided their teams. For some business functions, we envisage greater flexibility as firms move forward beyond COVID-19. In