Enhance regulatory execution



How to ensure regulatory efficiency with data quality?

 

Objective

Simplify the regulatory reporting process

  1. Collect data in an automated way and reduce time to ingest data
  2. Decrease manual workflows and scattered data

  3. Monitor data quality, data sources and business impact

 

Pain points

  • Multiple data format is an errors root throughout manual input
  • Multiple data sources and manual workflow complexify reporting production

  • Data scattered under various systems generating an increase in complexity

 

 

Requirements

  1. Data quality checks and data diagnostic

  2. Optimisation & simplification of processes

  3. Handling only one dashboard

 


Solutions

Cappitech

“Cross regulation platform”

 
  • Cappitech uses its proprietary regulation technology to make it easier and cost effective for financial institutions to comply with MiFID II, EMIR, ASIC, Best Execution and other compliance obligations.
  • The platform allows to extract in-depth business insights from the client own compliance data, as well as using other publicly available data sources.
 
Find more about Cappitech here.

 

Sapiens

“Business Modeling for new regulation”

  • Sapiens Decision Modelling offers digital software platform to ease business modeling of any new regulations to improve processes & analyse
  • Sapiens allows to map the regulatory changes that could have an impact to global regulatory processes

Find more about Sapiens here.

 


How Aurexia can help?

 

PRE-PROJECT: préparation of innovative project

  • Conduct RFP process on business topics

  • Validate data to be proceed by the solution (data preparation)

  • Formalize digital ambitions & business needs

  • Detect relevant business use-cases for specific technology

  • Lead ideation workshops to define pain points and needs

 

DURING PROJECT: End-to-end project delivery

  • Ensure global project management with key stakeholders

  • Design business requirements and adaptive services

  • Review operating model with new solution and business

  • Define IT governance with key stakeholders on new solution deployed

  • Promote solution with an awareness plan and change management strategy

 

AFTER PROJECT: Monitoring project success

  • Ensure change management plan roll-out with users and management

  • Conduct data visualization project to add reporting capabilities

  • Promote the project through a dedicated communication plan

  • Formalize KPI and build project business case

  • Identify new project opportunities (same client with other departments

 

Want to know more? Contact us: finlab@aurexia.com


Who are we ?

Our Finance & innovation LAB, from research to client implementation.

With a strong focus on the digital and innovative ecosystem, AUREXIA FINLAB has been designed to bring value to clients through a Business Innovation strategy. Our programs are designed such that banks are at their best when we bring them comparative advantages combined with our latest digital and innovative offering. We provide you with the latest Use Cases, RPA/EPA knowledge, skills, digital culture, design approach and events to bring you closer to the digital world. Check out our FINLAB capabilities below!

1. Fintechs

Identify the best suited FinTechs to the needs of our clients in order to create new models

2. Use cases

Complete our library of the most relevant digital use cases for our customers

3. Vendors

Capitalize on the capacities of major Artificial Intelligence and Blockchain publishers in order to offer automation solutions

4. Center of Excellence

Test digital technologies and develop several applications for our customers

5. Skills

Increase the capacities of our consultants with training and certifications necessary for innovation missions

6. Culture & tools

Digitize our processes and transform everyday uses

7. Transformation Factory

Mastering project management (AGILE) and innovation (UX & Design Thinking) methodologies to manage our clients' innovative projects

8. Events

Organize numerous events each year in France and internationally: Fintech Awards, Digital Games

 

You want to know more ? Contact us here directly!

 finlab@aurexia.com