Fight insider trading (not on firm's account)



What answer to bring if you try to fight insider trading ?

 

Problem 

Access to materiel non-public information and either :

  1. Acting on it to gain financial market advantage (selling and buying securities)
  2. Providing such information to enable a third party to take advantage of it in the financial market

 

Pain points:

  • Failure to identify sensitive employee and to track their own or relatives transactions
  • Inappropriate whistleblowing policies procedures or ineffective roll out of related procedures

 


Answers

Mitigation internal approach:

  • Risk management by design
  • Machine Learning applied to fraud management
  • Alert / Validation by design

Technologies:

  • Machine Learning
  • Big Data
  • NLP

 


Solutions

Digital Reasoning

«  Instant Front messages analytics   »

Digital Reasoning developed an AI cognitive computing platform understanding the nuances of human intention and behavior found in communications providing global enterprises with critical intelligence and insights.

Find more about Digital Reasoning here.

 

Quantexa

« Better decisions with better context »

Quantexa’s Contextual Decision Intelligence platform is a new approach to data that gives organisations the ability to connect internal and external data sets to provide a single view, enriched with intelligence about the relationships between people, places and things.

Find more about Quantexa here.

 


How Aurexia can help?

 

PRE-PROJECT: preparation of innovative project

  • Conduct RFP process on business topics

  • Validate data to be proceed by the solution (data preparation)

  • Formalize digital ambitions & business needs

  • Detect relevant business use-cases for specific technology

  • Lead ideation workshops to define pain points and needs

 

DURING PROJECT: End-to-end project delivery

  • Ensure global project management with key stakeholders

  • Design business requirements and adaptive services

  • Review operating model with new solution and business

  • Define IT governance with key stakeholders on new solution deployed

  • Promote solution with an awareness plan and change management strategy

 

AFTER PROJECT: Monitoring project success

  • Ensure change management plan roll-out with users and management

  • Conduct data visualization project to add reporting capabilities

  • Promote the project through a dedicated communication plan

  • Formalize KPI and build project business case

  • Identify new project opportunities (same client with other departments

 

Want to know more? Contact us: finlab@aurexia.com